Complaints Disclosure -Stock Broker

Data for every month ending_prevMonth prevMonthYear

SN	Received from	Carried forward from previous month	Received during the month	Total Pending#	Resolved*	Pending at the end of the month**		Average Resolution time^ (in days)
SN	Received from	Carried forward from previous month	Received during the month	Total Pending#	Resolved*	Pending for less than 3 months	Pending for more than 3 months	Average Resolution time^ (in days)
1	Directly from Investors	0	0	0	0	0	0	0
2	SEBI (SCORES)	0	0	0	0	0	0	0
3	Stock Exchanges	0	0	0	0	0	0	0
4	Other Sources (if any)	0	0	0	0	0	0	0
Grand Total		0	0	0	0	0	0	0

Month - wise data for the current financial year*

SN	Month	Carried forward from previous month	Received	Resolved*	Pending*
1	Apr-finYearStart	0	0	0	0
2	May-finYearStart	0	0	0	0
3	Jun-finYearStart	0	0	0	0
4	Jul-finYearStart	0	0	0	0
5	Aug-finYearStart	0	0	0	0
6	Sep-finYearStart	0	0	0	0
7	Oct-finYearStart	0	0	0	0
8	Nov-finYearStart	0	0	0	0
9	Dec-finYearStart	0	0	0	0
10	Jan-finYearEnd	0	0	0	0
11	Feb-finYearEnd	0	0	0	0
12	Mar-finYearEnd	0	0	0	0
Grand Total		0	0	0	0

Trend of annual (Financial Year) disposal of complaints (for 5 years on rolling basis)*

SN	Year	Carried forward from previous year	Received during the year	Resolved during the year	Pending at the end of the year
1	finYear5	0	0	0	0
2	finYear4	0	0	0	0
3	finYear3	0	0	0	0
4	finYear2	0	0	0	0
5	finYear1	0	0	0	0
Grand Total		0	0	0	0

*Should include complaints of previous months resolved in the current month, if any.

**Should include total complaints pending as on the last day of the month, if any.

^Average resolution time is the sum total of time taken to resolve each complaint in the current month divided by total number of complaints resolved in the current month.

Complaints Disclosure -Stock Broker

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